Daiwa Corporate Advisory Limited

• Principal Place of Business

  5 King William Street

  London

  EC4N 7DA

  UNITED KINGDOM

  Phone

  +4402078560999

  Web

  https://www.dcadvisory.com

• Complaints Contact

  5 King William Street

  London

  EC4N 7DA

  UNITED KINGDOM

  Phone

  +4402078560999

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jason Li

  IRN JXL02041

  • [FCA CF] Client dealing (9 Dec 2019 to 11 Jul 2025)
• Jason Richard Lee Clarke

  IRN JRC01126

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 23 Apr 2004)
• Jasper Kienhuis

  IRN JXK01185

  • CF30 Customer (7 Apr 2016 to 8 Dec 2019)
• Jean-Philippe Fiot

  IRN JXF01491

  • CF30 Customer (12 Sep 2011 to 6 Jun 2012)
• Jed Stephen

  IRN JXS00663

  • [FCA CF] Client dealing (9 Dec 2019 to 3 May 2022)
• Jeffery Perkins

  IRN JXP01482

  • CF1 Director (25 Jun 2003 to 22 Mar 2010)
• Jeffrey Blue

  IRN JXB01492

  • CF1 Director (26 Apr 2012 to 16 Nov 2012)
  • CF30 Customer (1 Aug 2011 to 16 Nov 2012)
• Jiayue Gao

  IRN JXG00959

  • [FCA CF] Client dealing (since 22 Sep 2025)
• Jimmy Scott Webster

  IRN JSW01073

  • CF21 Investment Adviser (1 Dec 2001 to 7 Oct 2003)
• Jimmy Warburton

  IRN JXW00488

  • [FCA CF] Client dealing (9 Dec 2019 to 13 Aug 2021)

No changes recorded yet.