DAI MAGISTER LIMITED

Date authorised
1 April 2013
Companies House
06827646
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Smarts Place
    London
    WC2B 5LW
    UNITED KINGDOM
    Phone
    +442034223436
    Web
    https://www.daimagister.com

  • Complaints Contact

    1 Smarts Place
    London
    WC2B 5LW
    UNITED KINGDOM
    Phone
    +442034223436

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Shivon Sama

    IRN SXS00357

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 Aug 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 7 Aug 2023)
  • Stefan Uwe Walter

    IRN SXW10568

    • [FCA CF] Client dealing (9 Aug 2023 to 1 Jan 2025)
  • Stephen Jon Bachmann

    IRN SJB01282

    • [FCA CF] Client dealing (31 Oct 2024 to 31 Jan 2025)
  • Victor Lofty Basta

    IRN VLB01004

    • SMF3 Executive Director (9 Dec 2019 to 15 Dec 2024)
    • SMF1 Chief Executive (9 Dec 2019 to 15 Dec 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 15 Dec 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 15 Dec 2024)
    • CF30 Customer (26 May 2009 to 8 Dec 2019)
    • CF1 Director (26 May 2009 to 8 Dec 2019)
    • CF10 Compliance Oversight (26 May 2009 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (26 May 2009 to 8 Dec 2019)
    • CF3 Chief Executive (26 May 2009 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.