DAC Pensions Limited

Date authorised
20 September 2017
Companies House
09731104
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Quantuma Advisory Limited
    3rd Floor
    37 Frederick Place
    Brighton
    Sussex
    BN1 4EA
    UNITED KINGDOM

  • Complaints Contact

    Sean Bucknall & Andrew Hosking
    Quantuma Advisory Limited
    3rd Floor
    37 Frederick Place
    Brighton
    Sussex
    BN1 4EA
    UNITED KINGDOM

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) that it operates

  • Runs Personal Pensions

    For Professional, Retail (Investment)

  • Investment Setup

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Amelia Jane Davies

    IRN AJD01411

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (20 Sep 2017 to 8 Dec 2019)
  • Paul Michael Davies

    IRN PMD01179

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (20 Sep 2017 to 8 Dec 2019)
    • CF1 Director (20 Sep 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (20 Sep 2017 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.