D W Moore & Co Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

ANTHONY JAMES MALLENDER
IRN AJM01662
- CF1 Director (AR) (1 Oct 2013 to 31 May 2019)
- CF30 Customer (1 Oct 2013 to 31 May 2019)
David Charles Thurston
IRN DCT01063
- CF1 Director (AR) (5 Nov 2013 to 6 Jul 2015)
David John Peek
IRN DJP00094
- CF30 Customer (1 Nov 2007 to 30 Nov 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
David William Moore
IRN DWM00040
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
- CF1 Director (1 Dec 2001 to 8 Dec 2019)
- CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
- CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
Geoffrey James Good
IRN GJG01071
- CF1 Director (AR) (7 May 2013 to 1 Nov 2013)
Margaret Jean Moore
IRN MJM00132
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (1 Dec 2001 to 8 Dec 2019)
Scott Green
IRN SXG01929
- CF1 Director (AR) (10 Sep 2013 to 13 May 2014)
Steven Christopher Joyce
IRN SCJ01054
- CF1 Director (AR) (10 Oct 2013 to 13 Mar 2014)

Smaller firms operating under this firm's FCA authorisation.

Digital and Cover Ltd (no longer appointed)
FRN 592537 · Appointed 9 Sep 2013 · Until 13 Mar 2014
Digital and Domestic Ltd (no longer appointed)
FRN 574123 · Appointed 21 Aug 2013 · Until 13 May 2014
REACTIVE HOME SERVICES LIMITED (no longer appointed)
FRN 538646 · Appointed 21 Aug 2013 · Until 1 Jun 2019
Sure Brokerage Limited (no longer appointed)
FRN 600494 · Appointed 2 May 2013 · Until 6 Jul 2015

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.