Date authorised
1 April 2013
Companies House
NI054002
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    27 Shore Road
    Holywood
    County Down
    BT18 9HX
    UNITED KINGDOM
    Phone
    +4402890427090
  • Complaints Contact

    27 Shore Road
    Holywood
    County Down
    BT18 9HX
    UNITED KINGDOM
    Phone
    +4402882251241

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gavin Russell Mitchell

    IRN GRM01132

    • SMF3 Executive Director (since 1 May 2025)
  • Hilary Donald

    IRN HXD01106

    • SMF3 Executive Director (9 Dec 2019 to 2 Jun 2025)
    • CF1 Director (19 Jun 2007 to 8 Dec 2019)
  • Lesley-Ann McLaverty

    IRN LXM01331

    • SMF3 Executive Director (9 Dec 2019 to 2 Jun 2025)
    • Responsible for Insurance Distribution (1 Oct 2018 to 2 Jun 2025)
    • Responsible for Insurance Mediation (19 Jun 2007 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (19 Jun 2007 to 31 Mar 2009)
    • CF1 Director (19 Jun 2007 to 8 Dec 2019)
  • Margaret Ruth Dickson

    IRN MRD01073

    • SMF3 Executive Director (since 1 May 2025)
  • William Andrew Ashley Dickson

    IRN WAD01019

    • Responsible for Insurance Distribution (since 1 May 2025)
    • SMF3 Executive Director (since 1 May 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.