D. E. Shaw & Co. (London) LLP

• Principal Place of Business

  55 Baker Street

  Seventh Floor

  London

  W1U 8EW

  UNITED KINGDOM

  Phone

  +4402074094300

  Web

  http://www.deshaw.com

• Complaints Contact

  55 Baker Street

  Seventh Floor

  London

  W1U 8EW

  UNITED KINGDOM

  Phone

  +4402074094420

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Hamish Abbot

  IRN HXA01726

  • [FCA CF] Client dealing (3 Jun 2020 to 2 Nov 2021)
  • CF30 Customer (1 Jul 2018 to 8 Dec 2019)
• Harry Robert Coulson

  IRN HXC00289

  • [FCA CF] Client dealing (since 31 Mar 2026)
• Henry Thomas

  IRN HXT01350

  • [FCA CF] Client dealing (since 1 Sep 2022)
• Ian Cheung

  IRN IXC00166

  • [FCA CF] Client dealing (since 13 Jan 2026)
  • [FCA CF] Client dealing (25 Oct 2023 to 11 Jul 2025)
• Ian Stiehl

  IRN IXS00333

  • [FCA CF] Client dealing (since 23 Jun 2025)
• Ivan Joseph Gilmore

  IRN IJG01025

  • CF30 Customer (8 Apr 2013 to 28 May 2015)
• Jahnvi Gada

  IRN JXG00694

  • [FCA CF] Client dealing (since 7 Sep 2023)
• James William Soane

  IRN JWS01145

  • CF30 Customer (8 Apr 2013 to 17 Mar 2014)
• Jameson Christopher Moody

  IRN JCM01298

  • SMF27 Partner (since 6 May 2025)
  • [FCA CF] Client dealing (since 3 Jun 2020)
  • [FCA CF] Manager of certification employee (since 3 Jun 2020)
  • CF30 Customer (15 Jul 2016 to 8 Dec 2019)
• Jason Singer

  IRN JXS02535

  • [FCA CF] Material risk taker (since 31 Mar 2022)
  • [FCA CF] Manager of certification employee (since 3 Jun 2020)
  • [FCA CF] Client dealing (since 3 Jun 2020)
  • CF30 Customer (8 Apr 2013 to 8 Dec 2019)

No changes recorded yet.