D B Alison & Partners Insurance Services

Date authorised
1 April 2013
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    33 Buccleuch Street
    Dumfries
    Dumfriesshire
    DG1 2AB
    UNITED KINGDOM
    Phone
    +4401387261248
    Web
    https://www.dbalison.com

  • Complaints Contact

    33 Buccleuch Street
    Dumfries
    Dumfriesshire
    DG1 2AB
    UNITED KINGDOM
    Phone
    +4401387261248
    Web
    https://www.dbalison.com

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Debt Collection

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Charlotte Little

    IRN CXL00357

    • [FCA CF] CASS oversight function (28 Oct 2022 to 15 Sep 2023)
  • Clare Louise Kerr

    IRN CXK00080

    • [FCA CF] CASS oversight function (31 Mar 2021 to 28 Oct 2022)
  • Donna Margaret Broadfoot

    IRN DXB00387

    • [FCA CF] CASS oversight function (since 31 Mar 2021)
  • Douglas Alison

    IRN DXA01287

    • SMF27 Partner (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (14 Jan 2005 to 8 Dec 2019)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
  • Elizabeth Haining

    IRN EXH00101

    • [FCA CF] CASS oversight function (31 Mar 2021 to 26 Jul 2024)
  • Erin Elizabeth Walls

    IRN EXW00087

    • [FCA CF] CASS oversight function (since 31 Mar 2021)
  • Hayley Alexandra Shuttleworth

    IRN HXK00076

    • [FCA CF] CASS oversight function (since 31 Mar 2021)
  • James Cravens

    IRN JXC01866

    • CF4 Partner (14 Jan 2005 to 5 Nov 2018)
  • Jamie Robert Alison

    IRN JXA00570

    • [FCA CF] CASS oversight function (since 18 Sep 2023)
  • Jayde Gallagher

    IRN JXG00271

    • [FCA CF] CASS oversight function (31 Mar 2021 to 28 Oct 2022)
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Recent activity

Updates to this firm's record on the FCA register.

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