Cumberland Building Society

• Principal Place of Business

  Cumberland House

  Cooper Way

  Parkhouse

  Carlisle

  Cumbria

  CA3 0JF

  UNITED KINGDOM

  Phone

  +4401228403141

  Web

  https://www.cumberland.co.uk

• Complaints Contact

  Cumberland House

  Cooper Way

  Parkhouse

  Carlisle

  Cumbria

  CA3 0JF

  UNITED KINGDOM

  Phone

  +4401228403141

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Buy-to-Let Mortgage Lending

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• P2P Lending Advice

  For Commercial, Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Consumer Loans

• Loan Servicing

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Ryan Patterson

  IRN RXP33000

  • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 30 Sep 2021)
• Samuel Lyon

  IRN SXL02224

  • SMF17 Money Laundering Reporting Officer (MLRO) (1 May 2018 to 26 Jun 2020)
• Sandra Watson

  IRN SXW32324

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 7 Mar 2016)
• Sarah Allsworth

  IRN SXA32339

  • [FCA CF] Functions requiring qualifications (1 Apr 2018 to 29 Nov 2019)
• Sarah Elizabeth Nesfield

  IRN SES01072

  • [FCA CF] Functions requiring qualifications (18 Sep 2017 to 1 Dec 2019)
• Sarah Nichol

  IRN SXN00339

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 1 May 2023)
• Sarah Wilson

  IRN SXW32335

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 20 Jun 2019)
• Scott McKerracher

  IRN SXM01063

  • [FCA CF] Material risk taker (since 18 Mar 2021)
• Senga Aitchison

  IRN SXA33013

  • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 12 Aug 2019)
• Silas Harrison Heys

  IRN SXH01224

  • [FCA CF] Material risk taker (since 1 Jul 2024)

No changes recorded yet.