Crownhouse IFAS Ltd

Date authorised
1 April 2013
Companies House
04714105
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    119 St. Marys Road
    Market Harborough
    Leicestershire
    LE16 7DT
    UNITED KINGDOM
    Phone
    +4401858468800
    Web
    https://www.crownhouseifas.co.uk

  • Complaints Contact

    119 St. Marys Road
    Market Harborough
    Leicestershire
    LE16 7DT
    UNITED KINGDOM
    Phone
    +4401858468800

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Frederick O'Neill Clarke-Baptiste

    IRN FOC00001

    • CF1 Director (AR) (16 Aug 2005 to 20 Dec 2005)
    • CF21 Investment Adviser (16 Aug 2005 to 20 Dec 2005)
  • Jonathan Paul Beardsworth

    IRN JXB00166

    • CF1 Director (AR) (10 Aug 2005 to 10 Aug 2005)
    • Responsible for Insurance Mediation (1 Jul 2005 to 1 Jul 2005)
    • CF21 Investment Adviser (1 Jul 2005 to 1 Jul 2005)
    • CF1 Director (1 Jul 2005 to 1 Jul 2005)
  • Timothy Peter Wright

    IRN TXW00066

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 17. Administrative functions in relation to managing investments
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] CASS oversight function (since 1 Jan 2021)
    • [FCA CF] Client dealing (since 1 Jan 2021)
    • [FCA CF] Benchmark submission and administration (since 1 Jan 2021)
    • [FCA CF] Significant management (since 1 Jan 2021)
    • [FCA CF] Manager of certification employee (since 1 Jan 2021)
    • [FCA CF] Functions requiring qualifications (since 1 Jan 2021)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (7 Oct 2016 to 24 Mar 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Jul 2005 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Jul 2005 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Jul 2005 to 8 Dec 2019)
    • CF1 Director (1 Jul 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Jul 2005 to 31 Mar 2009)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.