Crowley and Associates Ltd

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Paul Graham Chapman
IRN PGC01092
- CF2 Non Executive Director (1 Dec 2014 to 8 Dec 2019)
Stephen John David Crowley
IRN SXC02466
- [FCA CF] CASS oversight function (since 1 Dec 2020)
- [PRA CF] Key function holder (since 1 Dec 2020)
- [FCA CF] Significant management (since 1 Dec 2020)
- [FCA CF] Client dealing (since 1 Dec 2020)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF10 Compliance Oversight (1 Dec 2014 to 8 Dec 2019)
- CF1 Director (1 Dec 2014 to 8 Dec 2019)
- CF3 Chief Executive (1 Dec 2014 to 8 Dec 2019)
- Responsible for Insurance Mediation (1 Dec 2014 to 30 Sep 2018)
- CF8 Apportionment and Oversight (1 Dec 2014 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

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Pelican Childrens Centre (no longer appointed)
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Pelton Fell War Memorial Park Bowling Club (no longer appointed)
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Pettypool (no longer appointed)
FRN 581102 · Appointed 22 Dec 2014 · Until 9 Feb 2021
Rainbow of Hope (no longer appointed)
FRN 584057 · Appointed 22 Dec 2014 · Until 9 Feb 2021
RASASC GUILDFORD LIMITED (no longer appointed)
FRN 582588 · Appointed 22 Dec 2014 · Until 9 Feb 2021
Road Victims Trust (no longer appointed)
FRN 626163 · Appointed 22 Dec 2014 · Until 9 Feb 2021

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.