Crowdcube Capital Limited

• Principal Place of Business

  3H (3rd Floor)

  Zetland House

  109-123 Clifton Street

  London

  EC2A 4LD

  UNITED KINGDOM

  Phone

  +441392241319

  Web

  https://www.crowdcube.com

• Complaints Contact

  3H (3rd Floor)

  Zetland House

  109-123 Clifton Street

  London

  EC2A 4LD

  UNITED KINGDOM

  Phone

  +441392241319

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Crowdfunding

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Aiden Callaghan

  IRN AXC00904

  • [FCA CF] Material risk taker (19 Sep 2022 to 31 May 2023)
• Andrea McKinnon

  IRN AXM01297

  • [FCA CF] Client dealing (13 Sep 2021 to 31 Oct 2024)
  • [FCA CF] Manager of certification employee (13 Sep 2021 to 31 Oct 2024)
  • [FCA CF] Material risk taker (13 Sep 2021 to 31 Oct 2024)
• Conor James Parsons

  IRN CJP01186

  • CF30 Customer (20 Jan 2016 to 22 May 2017)
• Daniel Hardy

  IRN DXH00614

  • [FCA CF] Material risk taker (22 May 2024 to 13 Jan 2026)
  • [FCA CF] Client dealing (14 Aug 2020 to 13 Jan 2026)
• Darren Westlake

  IRN DXW01813

  • SMF3 Executive Director (9 Dec 2019 to 31 Jan 2023)
  • CF1 Director (28 May 2015 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (28 May 2015 to 17 Jan 2017)
  • CF30 Customer (28 May 2015 to 8 Dec 2019)
  • CF10 Compliance Oversight (28 May 2015 to 24 Nov 2015)
• David Piers Halsey

  IRN DXH78643

  • [FCA CF] Significant management (since 23 Aug 2021)
  • [FCA CF] Material risk taker (since 23 Aug 2021)
• Donald Stuart Nicol

  IRN DSN01014

  • CF2 Non Executive Director (28 May 2015 to 16 Jan 2016)
• Jonathan Keeling

  IRN JXK00450

  • [FCA CF] Client dealing (8 Jun 2021 to 15 Feb 2024)
• Luke James Lang

  IRN LXL01298

  • SMF3 Executive Director (9 Dec 2019 to 1 Jul 2021)
  • CF1 Director (28 May 2015 to 8 Dec 2019)
  • CF30 Customer (28 May 2015 to 8 Dec 2019)
• Mark Tyler

  IRN MXT00341

  • SMF3 Executive Director (since 10 Mar 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Mar 2023)
  • SMF16 Compliance Oversight (since 10 Mar 2023)

No changes recorded yet.