CROSSING POINT INVESTMENT MANAGEMENT LIMITED

Date authorised
9 January 2019
Companies House
08776208
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Suite 1, 2nd Floor
    Urban Village
    220 High Street
    Swansea
    SA1 1NW
    UNITED KINGDOM
    Phone
    +441792278115
    Web
    https://www.crossingpoint.co.uk

  • Complaints Contact

    Suite 1, 2nd Floor
    Urban Village
    220 High Street
    Swansea
    SA1 1NW
    UNITED KINGDOM
    Phone
    +441792278115

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Stockbroking

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Investment Setup

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alison Moira Wudarski

    IRN AMW01208

    • Director of firm who is not a certification employee or a SMF manager (since 10 Dec 2019)
    • CF2 Non Executive Director (9 Jan 2019 to 8 Dec 2019)
  • Andrew David Willis Jones

    IRN AXJ08751

    • Director of firm who is not a certification employee or a SMF manager (since 10 Dec 2019)
    • CF2 Non Executive Director (9 Jan 2019 to 8 Dec 2019)
  • Christopher Gareth Davies

    IRN CXD00047

    • 14. Managing investments
    • [FCA CF] Client dealing (since 1 Aug 2024)
    • [FCA CF] Functions requiring qualifications (since 1 Aug 2024)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (9 Jan 2019 to 8 Dec 2019)
  • Gavin Elliot Budd

    IRN GEB01031

    • CF10 Compliance Oversight (27 Nov 2018 to 1 Oct 2019)
  • Michael John Buckle

    IRN MXB08775

    • 14. Managing investments
    • SMF16 Compliance Oversight (since 7 Feb 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 7 Feb 2020)
    • [FCA CF] Client dealing (since 10 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 10 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (9 Jan 2019 to 8 Dec 2019)
    • CF1 Director (9 Jan 2019 to 8 Dec 2019)
  • Tomiko Jessica Kubo Evans

    IRN TXE08783

    • 14. Managing investments
    • [FCA CF] Client dealing (since 10 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 10 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (9 Jan 2019 to 8 Dec 2019)
    • CF30 Customer (9 Jan 2019 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.