Date authorised
1 April 2013
Companies House
01432135
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Cosworth House
    44 Stamford Street East
    Ashton-under-Lyne
    Lancashire
    OL6 6QH
    UNITED KINGDOM
    Phone
    +441613392495
  • Complaints Contact

    Cosworth House
    44 Stamford Street East
    Ashton-under-Lyne
    Lancashire
    OL6 6QH
    UNITED KINGDOM
    Phone
    +441613392495

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Delia Crompton

    IRN DXC02570

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (13 Dec 2016 to 8 Dec 2019)
  • Geoffrey Crompton

    IRN GXC00173

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Mark Robert Crompton

    IRN MRC01209

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (10 Apr 2014 to 8 Dec 2019)
  • Shirley Crompton

    IRN SXC01996

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (29 Jan 2009 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.