Date authorised
5 September 2017
Companies House
07996848
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    35 Hocknell Close
    Wootton
    Northampton
    Northamptonshire
    NN4 6AZ
    UNITED KINGDOM
    Phone
    +441923671526
  • Complaints Contact

    35 Hocknell Close
    Wootton
    Northampton
    Northamptonshire
    NN4 6AZ
    UNITED KINGDOM
    Phone
    +441923671526

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Daniel John Yeoman

    IRN DJY00020

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (5 Sep 2017 to 8 Dec 2019)
  • Simon Michael Davey

    IRN SMD01156

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (5 Sep 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (5 Sep 2017 to 30 Sep 2018)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.