Date authorised
1 April 2013
Companies House
01960404
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    St. Clare House
    30-33 Minories
    London
    EC3N 1PE
    UNITED KINGDOM
    Phone
    +442079775700
  • Complaints Contact

    St. Clare House
    30-33 Minories
    London
    EC3N 1PE
    UNITED KINGDOM
    Phone
    +442079775700

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nicholas James Armitage

    IRN NJA01089

    • CF1 Director (AR) (29 Mar 2016 to 31 Dec 2020)
  • Nicola Bond

    IRN NXB00161

    • [FCA CF] Client dealing (9 Jan 2020 to 9 Nov 2023)
    • [FCA CF] Manager of certification employee (9 Jan 2020 to 9 Nov 2023)
  • Oliver Duncan Bassett

    IRN ODB01006

    • CF1 Director (14 Jan 2005 to 22 Nov 2007)
  • Paolo Vailetti

    IRN PXV01220

    • CF1 Director (AR) (20 Jun 2016 to 14 Mar 2022)
    • CF3 Chief Executive (AR) (3 Jan 2014 to 3 May 2016)
  • Paul Robin Goodman

    IRN PRG01070

    • CF1 Director (AR) (5 Mar 2008 to 5 Jan 2015)
  • Peter George Oddy

    IRN PGO01017

    • CF1 Director (AR) (24 Dec 2013 to 6 Jan 2015)
    • CF30 Customer (13 Jun 2013 to 6 Jan 2015)
  • Peter James Meredith

    IRN PJM01492

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Dec 2021)
    • CF11 Money Laundering Reporting (30 Jul 2019 to 8 Dec 2019)
  • Peter John Hayman

    IRN PJH01341

    • Responsible for Insurance Mediation (14 Jan 2005 to 12 Jun 2009)
    • CF1 Director (AR) (14 Jan 2005 to 12 Jun 2009)
  • Philip Mark Coldwell

    IRN PMC01191

    • CF1 Director (AR) (14 Jul 2016 to 11 Oct 2016)
  • Philippe Sainz

    IRN PXS08300

    • Responsible for Insurance Distribution (15 Nov 2018 to 26 May 2021)
    • CF1 Director (AR) (15 Nov 2018 to 26 May 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.