Date authorised
1 April 2013
Companies House
01960404
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    St. Clare House
    30-33 Minories
    London
    EC3N 1PE
    UNITED KINGDOM
    Phone
    +442079775700
  • Complaints Contact

    St. Clare House
    30-33 Minories
    London
    EC3N 1PE
    UNITED KINGDOM
    Phone
    +442079775700

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Raj Gopal Rupal

    IRN RGR01029

    • SMF3 Executive Director (9 Dec 2019 to 31 May 2023)
    • CF1 Director (AR) (9 Dec 2008 to 31 May 2023)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Saileshkumar Lautkumar Unercat

    IRN SLU01002

    • CF1 Director (AR) (11 Oct 2016 to 31 Mar 2025)
  • Sandra Aquilina

    IRN SXA00256

    • [FCA CF] Client dealing (8 Jan 2020 to 9 Nov 2023)
  • Sara Tolley

    IRN SXT00199

    • [FCA CF] Client dealing (24 Dec 2019 to 9 Nov 2023)
  • Sarah Louise Joiner

    IRN SLJ01060

    • Responsible for Insurance Mediation (24 Dec 2014 to 28 Feb 2017)
    • CF1 Director (AR) (24 Dec 2014 to 28 Feb 2017)
  • Simon Rupert Hayward

    IRN SXH01229

    • CF1 Director (AR) (since 18 Mar 2026)
  • Stephen Bryant

    IRN SXB00462

    • [FCA CF] Client dealing (9 Jan 2020 to 9 Nov 2023)
    • [FCA CF] Significant management (9 Jan 2020 to 9 Nov 2023)
    • [FCA CF] Manager of certification employee (9 Jan 2020 to 9 Nov 2023)
  • Stephen Richard Bishop

    IRN SRB01128

    • CF3 Chief Executive (AR) (24 Mar 2011 to 6 Jan 2015)
    • CF1 Director (AR) (24 Mar 2011 to 6 Jan 2015)
  • Steve King

    IRN SXK00226

    • [FCA CF] Significant management (8 Jan 2020 to 9 Nov 2023)
  • Stuart Richard Lilley

    IRN SRL01093

    • CF1 Director (AR) (14 Aug 2019 to 9 Aug 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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