Date authorised
1 April 2013
Companies House
01960404
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    St. Clare House
    30-33 Minories
    London
    EC3N 1PE
    UNITED KINGDOM
    Phone
    +442079775700
  • Complaints Contact

    St. Clare House
    30-33 Minories
    London
    EC3N 1PE
    UNITED KINGDOM
    Phone
    +442079775700

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gordon Frederick Newman

    IRN GFN01010

    • CF4 Partner (AR) (15 Aug 2019 to 7 Dec 2023)
  • Graham Cornwell

    IRN GXC00486

    • CF1 Director (AR) (19 Jun 2023 to 15 Jul 2024)
  • Graham Roberts

    IRN GXR00111

    • [FCA CF] Client dealing (19 Dec 2019 to 9 Nov 2023)
  • Hugh Armytage

    IRN HAA01075

    • CF1 Director (AR) (since 23 Dec 2025)
    • CF3 Chief Executive (AR) (12 Jan 2015 to 28 Feb 2018)
    • CF1 Director (AR) (12 Jan 2015 to 28 Feb 2018)
  • James Demetrios Joannou

    IRN JDJ01041

    • CF1 Director (AR) (29 Jun 2016 to 14 Jun 2024)
  • James King

    IRN JXK00190

    • [FCA CF] Client dealing (12 Feb 2020 to 9 Nov 2023)
  • Jay Shukla

    IRN JXS02956

    • CF1 Director (AR) (21 Jan 2015 to 27 Mar 2019)
  • Jo Dawn Whitlock

    IRN JXW00504

    • CF1 Director (AR) (14 Jun 2021 to 19 Aug 2024)
  • Jodie Hossen

    IRN JXH01480

    • CF1 Director (AR) (since 19 Aug 2024)
  • John Crispin Speers

    IRN JCS01147

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (AR) (since 9 Dec 2008)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF3 Chief Executive (14 Jan 2005 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.