Date authorised
1 April 2013
Companies House
01960404
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    St. Clare House
    30-33 Minories
    London
    EC3N 1PE
    UNITED KINGDOM
    Phone
    +442079775700
  • Complaints Contact

    St. Clare House
    30-33 Minories
    London
    EC3N 1PE
    UNITED KINGDOM
    Phone
    +442079775700

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Raj Gopal Rupal

    IRN RGR01029

    • SMF3 Executive Director (9 Dec 2019 to 31 May 2023)
    • CF1 Director (AR) (9 Dec 2008 to 31 May 2023)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Saileshkumar Lautkumar Unercat

    IRN SLU01002

    • CF1 Director (AR) (11 Oct 2016 to 31 Mar 2025)
  • Sandra Aquilina

    IRN SXA00256

    • [FCA CF] Client dealing (8 Jan 2020 to 9 Nov 2023)
  • Sara Tolley

    IRN SXT00199

    • [FCA CF] Client dealing (24 Dec 2019 to 9 Nov 2023)
  • Sarah Louise Joiner

    IRN SLJ01060

    • Responsible for Insurance Mediation (24 Dec 2014 to 28 Feb 2017)
    • CF1 Director (AR) (24 Dec 2014 to 28 Feb 2017)
  • Simon Rupert Hayward

    IRN SXH01229

    • CF1 Director (AR) (since 18 Mar 2026)
  • Stephen Bryant

    IRN SXB00462

    • [FCA CF] Client dealing (9 Jan 2020 to 9 Nov 2023)
    • [FCA CF] Significant management (9 Jan 2020 to 9 Nov 2023)
    • [FCA CF] Manager of certification employee (9 Jan 2020 to 9 Nov 2023)
  • Stephen Richard Bishop

    IRN SRB01128

    • CF3 Chief Executive (AR) (24 Mar 2011 to 6 Jan 2015)
    • CF1 Director (AR) (24 Mar 2011 to 6 Jan 2015)
  • Steve King

    IRN SXK00226

    • [FCA CF] Significant management (8 Jan 2020 to 9 Nov 2023)
  • Stuart Richard Lilley

    IRN SRL01093

    • CF1 Director (AR) (14 Aug 2019 to 9 Aug 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Rise Broker Limited (no longer appointed)

    FRN 610691 · Appointed 22 Nov 2013 · Until 27 May 2021

  • Kiwiana Ltd (no longer appointed)

    FRN 609385 · Appointed 29 Oct 2013 · Until 22 Apr 2016

  • Mark Chapman (no longer appointed)

    FRN 603675 · Appointed 4 Jul 2013 · Until 1 Jul 2014

  • Argosy Underwriting Agency Ltd (no longer appointed)

    FRN 602222 · Appointed 5 Jun 2013 · Until 1 Mar 2017

  • Martin Horan (no longer appointed)

    FRN 592679 · Appointed 11 Dec 2012 · Until 2 Sep 2015

  • John Keith Randall (no longer appointed)

    FRN 574884 · Appointed 9 Feb 2012 · Until 16 Dec 2013

  • Sean Corr (no longer appointed)

    FRN 546023 · Appointed 12 Apr 2011 · Until 8 Jun 2011

  • Colin Donohoe (no longer appointed)

    FRN 546008 · Appointed 11 Apr 2011 · Until 29 Jan 2015

  • Holmes Travel Ltd (no longer appointed)

    FRN 427352 · Appointed 10 Mar 2011 · Until 23 Dec 2015

  • MLW & Associates Ltd (no longer appointed)

    FRN 532383 · Appointed 24 Sep 2010 · Until 23 Jul 2013

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.