Date authorised
1 April 2013
Companies House
01960404
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    St. Clare House
    30-33 Minories
    London
    EC3N 1PE
    UNITED KINGDOM
    Phone
    +442079775700
  • Complaints Contact

    St. Clare House
    30-33 Minories
    London
    EC3N 1PE
    UNITED KINGDOM
    Phone
    +442079775700

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gordon Frederick Newman

    IRN GFN01010

    • CF4 Partner (AR) (15 Aug 2019 to 7 Dec 2023)
  • Graham Cornwell

    IRN GXC00486

    • CF1 Director (AR) (19 Jun 2023 to 15 Jul 2024)
  • Graham Roberts

    IRN GXR00111

    • [FCA CF] Client dealing (19 Dec 2019 to 9 Nov 2023)
  • Hugh Armytage

    IRN HAA01075

    • CF1 Director (AR) (since 23 Dec 2025)
    • CF3 Chief Executive (AR) (12 Jan 2015 to 28 Feb 2018)
    • CF1 Director (AR) (12 Jan 2015 to 28 Feb 2018)
  • James Demetrios Joannou

    IRN JDJ01041

    • CF1 Director (AR) (29 Jun 2016 to 14 Jun 2024)
  • James King

    IRN JXK00190

    • [FCA CF] Client dealing (12 Feb 2020 to 9 Nov 2023)
  • Jay Shukla

    IRN JXS02956

    • CF1 Director (AR) (21 Jan 2015 to 27 Mar 2019)
  • Jo Dawn Whitlock

    IRN JXW00504

    • CF1 Director (AR) (14 Jun 2021 to 19 Aug 2024)
  • Jodie Hossen

    IRN JXH01480

    • CF1 Director (AR) (since 19 Aug 2024)
  • John Crispin Speers

    IRN JCS01147

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (AR) (since 9 Dec 2008)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF3 Chief Executive (14 Jan 2005 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Rise Broker Limited (no longer appointed)

    FRN 610691 · Appointed 22 Nov 2013 · Until 27 May 2021

  • Kiwiana Ltd (no longer appointed)

    FRN 609385 · Appointed 29 Oct 2013 · Until 22 Apr 2016

  • Mark Chapman (no longer appointed)

    FRN 603675 · Appointed 4 Jul 2013 · Until 1 Jul 2014

  • Argosy Underwriting Agency Ltd (no longer appointed)

    FRN 602222 · Appointed 5 Jun 2013 · Until 1 Mar 2017

  • Martin Horan (no longer appointed)

    FRN 592679 · Appointed 11 Dec 2012 · Until 2 Sep 2015

  • John Keith Randall (no longer appointed)

    FRN 574884 · Appointed 9 Feb 2012 · Until 16 Dec 2013

  • Sean Corr (no longer appointed)

    FRN 546023 · Appointed 12 Apr 2011 · Until 8 Jun 2011

  • Colin Donohoe (no longer appointed)

    FRN 546008 · Appointed 11 Apr 2011 · Until 29 Jan 2015

  • Holmes Travel Ltd (no longer appointed)

    FRN 427352 · Appointed 10 Mar 2011 · Until 23 Dec 2015

  • MLW & Associates Ltd (no longer appointed)

    FRN 532383 · Appointed 24 Sep 2010 · Until 23 Jul 2013

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.