CRESTA CAPITAL LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Allan Nicholas Broad
IRN ANB01019
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (4 Sep 2017 to 8 Dec 2019)
Luke Ridley
IRN LXR01108
- CF30 Customer (12 Nov 2012 to 4 Apr 2018)
Mark Barton Nixon
IRN MBN01011
- [FCA CF] Client dealing (9 Dec 2019 to 1 Oct 2025)
- CF30 Customer (6 Jun 2011 to 8 Dec 2019)
Richard John Pound
IRN RJP01207
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF30 Customer (6 Jun 2011 to 8 Dec 2019)
- CF8 Apportionment and Oversight (18 Feb 2005 to 31 Mar 2009)
- CF1 Director (18 Feb 2005 to 8 Dec 2019)
- CF10 Compliance Oversight (18 Feb 2005 to 8 Dec 2019)
- CF3 Chief Executive (18 Feb 2005 to 8 Dec 2019)
- CF11 Money Laundering Reporting (18 Feb 2005 to 8 Dec 2019)
Rory Putnam
IRN RXP00341
- [FCA CF] Client dealing (since 20 Dec 2021)
Stephane Berthet
IRN SXB01423
- CF2 Non Executive Director (AR) (19 Jan 2019 to 18 Dec 2019)
- CF30 Customer (19 Jan 2019 to 18 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

Hyphen Alternative Advisors LLP (no longer appointed)
FRN 765639 · Appointed 1 Jan 2019 · Until 20 Dec 2019
Cresta Alternatives Ltd (no longer appointed)
FRN 594443 · Appointed 17 Jan 2013 · Until 15 Dec 2022
Cresta Westhall LLP (no longer appointed)
FRN 594428 · Appointed 17 Jan 2013 · Until 15 Dec 2022

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.