Date authorised
1 April 2013
Companies House
06935007
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    100 Westleigh Avenue
    London
    SW15 6UZ
    UNITED KINGDOM
    Phone
    +447928052407
  • Complaints Contact

    100 Westleigh Avenue
    London
    SW15 6UZ
    UNITED KINGDOM
    Phone
    +447928052407

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Charles Salisbury St. John Owen

    IRN CSO01014

    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • SMF3 Executive Director (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (22 Oct 2010 to 8 Dec 2019)
    • CF30 Customer (22 Oct 2010 to 8 Dec 2019)
  • Emma Jane Ayton

    IRN EJA01014

    • CF30 Customer (1 Oct 2017 to 8 Dec 2019)
  • Ian Martin Du Feu

    IRN IMD01034

    • CF30 Customer (22 Oct 2018 to 8 Dec 2019)
  • Krynauw Kruger

    IRN KXK01352

    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (22 Oct 2010 to 8 Dec 2019)
    • CF30 Customer (22 Oct 2010 to 8 Dec 2019)
    • CF1 Director (22 Oct 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (22 Oct 2010 to 8 Dec 2019)
  • Richard Edward Corner

    IRN REC01036

    • CF30 Customer (26 Oct 2018 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.