Date authorised
1 April 2013
Companies House
02223390
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Northumberland House
    Northumberland Street
    Huddersfield
    West Yorkshire
    HD1 1DT
    UNITED KINGDOM
    Phone
    +4401484820050
  • Complaints Contact

    Northumberland House
    Northumberland Street
    Huddersfield
    West Yorkshire
    HD1 1DT
    UNITED KINGDOM
    Phone
    +4401484820050

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Amanda Vincent

    IRN AXV00003

    • Responsible for Insurance Distribution (since 12 Nov 2020)
    • SMF3 Executive Director (since 12 Nov 2020)
  • Arthur Gerald Manning

    IRN AGM01091

    • CF2 Non Executive Director (14 Jan 2005 to 14 Jan 2005)
  • David Alan Pratt

    IRN DAP01126

    • CF28 Systems and controls (1 Nov 2007 to 31 Oct 2011)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
  • Jayne Lindsay Gledhill

    IRN JLG01081

    • CF28 Systems and controls (12 May 2008 to 4 Oct 2018)
  • John Eastwood

    IRN JXE00058

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF3 Chief Executive (14 Jan 2005 to 8 Dec 2019)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
  • Karen Elizabeth Hall

    IRN KEH01042

    • SMF3 Executive Director (9 Dec 2019 to 1 Oct 2020)
    • CF28 Systems and controls (1 Nov 2007 to 4 Oct 2018)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
  • Leslie Brook

    IRN LXB01337

    • CF28 Systems and controls (1 Nov 2007 to 6 May 2008)
    • CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
  • Louise Christine Byrne

    IRN LXB00445

    • SMF3 Executive Director (since 22 Jul 2022)
    • Responsible for Insurance Distribution (since 22 Jul 2022)
  • Robert Ian Sutton

    IRN RIS01038

    • SMF3 Executive Director (9 Dec 2019 to 10 Jun 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 10 Jun 2020)
    • CF28 Systems and controls (1 Nov 2007 to 4 Oct 2018)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
  • Stewart Alexander William Carr

    IRN SAC01163

    • SMF3 Executive Director (9 Dec 2019 to 24 Jul 2023)
    • CF28 Systems and controls (1 Nov 2007 to 4 Oct 2018)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.