Credit Industriel et Commercial

• Principal Place of Business

  Finsbury Circus House

  15 Finsbury Circus

  London

  EC2M 7EB

  UNITED KINGDOM

  Phone

  +4402036189600

  Web

  https://www.cic.fr

• Complaints Contact

  Finsbury Circus House

  15 Finsbury Circus

  London

  EC2M 7EB

  UNITED KINGDOM

  Phone

  +4402036189611

• Bank Deposits

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Authorised to Operate

• Arranges Investments

  For Professional, Debenture, Share

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Share

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Debenture, Government and public security, Share, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Patrick Lacey Kitching

  IRN PXK44869

  • [FCA CF] Client dealing (since 7 Mar 2016)
  • [FCA CF] Manager of certification employee (since 7 Mar 2016)
• Paul Patrick Anthony Bach

  IRN PPB01027

  • CF30 Customer (1 Nov 2007 to 11 Apr 2008)
  • CF26 Customer Trading (24 Feb 2006 to 31 Oct 2007)
  • CF21 Investment Adviser (24 Feb 2006 to 31 Oct 2007)
• Peter David John Hard-Nicholls

  IRN PXH45273

  • [FCA CF] Significant management (7 Mar 2016 to 30 Oct 2019)
• Pierre Vinci

  IRN PXV15713

  • SMF19 Head of Overseas Branch/Head of Overseas (since 25 Jul 2023)
  • SMF21 EEA Branch Senior Manager (EBSM) (since 22 Aug 2019)
• Poay Kin Max Loo

  IRN PXL00325

  • [FCA CF] Client dealing (since 26 Oct 2023)
• Ramandeep Kharaud

  IRN RXK00017

  • [FCA CF] Client dealing (10 Sep 2020 to 30 Apr 2024)
• Richard André Béchet

  IRN RXB00600

  • [FCA CF] Client dealing (6 Mar 2022 to 26 Feb 2025)
• Richard Hewson

  IRN RXH45271

  • [FCA CF] Client dealing (7 Mar 2016 to 26 Feb 2025)
• Simon Colin James Olver

  IRN SXO77184

  • [FCA CF] Significant management (1 Aug 2018 to 7 Nov 2019)
• Stefan Krzysztof Chrusciel

  IRN SXC43663

  • [FCA CF] Significant management (since 17 Apr 2023)

No changes recorded yet.