Credit Industriel et Commercial

• Principal Place of Business

  Finsbury Circus House

  15 Finsbury Circus

  London

  EC2M 7EB

  UNITED KINGDOM

  Phone

  +4402036189600

  Web

  https://www.cic.fr

• Complaints Contact

  Finsbury Circus House

  15 Finsbury Circus

  London

  EC2M 7EB

  UNITED KINGDOM

  Phone

  +4402036189611

• Bank Deposits

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Authorised to Operate

• Arranges Investments

  For Professional, Debenture, Share

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Share

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Debenture, Government and public security, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Alexander Frederick Pereira

  IRN AXP00324

  • [FCA CF] Client dealing (since 6 Mar 2021)
• Alexandre Pierre René Berthier

  IRN AXB44874

  • [FCA CF] Client dealing (7 Mar 2016 to 11 Jun 2021)
• Andres Ignacio Pascual

  IRN AXP02866

  • [FCA CF] Client dealing (9 Jan 2023 to 5 May 2023)
• Andrew Charles Hall

  IRN ACH01104

  • CF10 Compliance Oversight (1 Dec 2001 to 1 Nov 2005)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Nov 2005)
• Andrianina Mike Andriamampandry

  IRN AXA45270

  • SMF16 Compliance Oversight (since 25 Jul 2023)
  • SMF4 Chief Risk (since 25 Jul 2023)
  • [FCA CF] Significant management (1 Oct 2018 to 22 Feb 2021)
• Annick Marie Hofmann Hussain

  IRN AXH15161

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 25 Jul 2023)
• Anthony Keith Harbron

  IRN AKH01029

  • [FCA CF] Client dealing (7 Mar 2016 to 26 Feb 2025)
• Benjamin Joseph Travers

  IRN BXT44876

  • [FCA CF] Client dealing (since 7 Mar 2016)
• Benjamin Steven Dempster

  IRN BXD00266

  • [FCA CF] Significant management (30 Jul 2024 to 2 Jul 2025)
• Bleddyn David Gareth Griffiths

  IRN BDG01022

  • [FCA CF] Significant management (3 Feb 2020 to 16 Jul 2021)

No changes recorded yet.