Credit Agricole Corporate and Investment Bank

• Principal Place of Business

  Broadwalk House

  5 Appold Street

  London

  EC2A 2DA

  UNITED KINGDOM

  Phone

  +442072145000

  Web

  http://www.ca-cib.com

• Complaints Contact

  Broadwalk House

  5 Appold Street

  London

  EC2A 2DA

  UNITED KINGDOM

  Phone

  +442072145000

• Bank Deposits

  For Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in Article 25(2) of the RAO - making arrangements with a view to transactions being made and in Art 630 of the RAO - providing information in relation to a specified benchmark

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  Show 1 limitation Hide limitations

  • · When dealing with retail clients, the firm may not carry out the investment activity in relation to Emissions Allowances’.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  Show 1 limitation Hide limitations

  • · Retail Client Restriction - When dealing with retail clients, the firm may not carry out the investment activity in relation to Emissions Allowances.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  Show 2 limitations Hide limitations

  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Retail Client Restriction - When dealing with retail clients, the firm may not carry out the investment activity in relation to Emissions Allowances.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  Show 1 limitation Hide limitations

  • · Retail Client Restriction - When dealing with retail clients, the firm may not carry out the investment activity in relation to Emissions Allowances.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

• Holds Your Assets

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

• Bastien Fitoussi

  IRN BXF01067

  • CF21 Investment Adviser (1 May 2004 to 15 Jul 2004)
• Bechir Daoud

  IRN DXB01891

  • CF30 Customer (1 Nov 2007 to 5 Sep 2008)
  • CF26 Customer Trading (16 Mar 2007 to 31 Oct 2007)
• Behnouche Mostachfi

  IRN BXM01243

  • [FCA CF] Algorithmic trading (4 Oct 2017 to 31 Aug 2021)
  • [FCA CF] Material risk taker (4 Oct 2017 to 31 Aug 2021)
  • [FCA CF] Manager of certification employee (4 Oct 2017 to 31 Aug 2021)
  • [FCA CF] Client dealing (4 Oct 2017 to 31 Aug 2021)
• Belqis Claire Mutin

  IRN BCM01036

  • CF30 Customer (28 Feb 2011 to 1 Feb 2012)
• Beltran Urbina Gallego

  IRN BXU00033

  • [FCA CF] Client dealing (since 16 Sep 2024)
• Benedict Shepley

  IRN BXS00239

  • [FCA CF] Client dealing (3 Aug 2021 to 14 Aug 2024)
• Benedicte Marie Perrier-Dordain

  IRN BMP01022

  • CF21 Investment Adviser (31 Mar 2005 to 30 Jun 2006)
• Benjamin Clay

  IRN BXC00393

  • [FCA CF] Significant management (since 10 May 2024)
  • [FCA CF] Client dealing (since 10 May 2024)
  • [FCA CF] Manager of certification employee (since 10 May 2024)
• Benjamin Cohen

  IRN BXC01387

  • CF30 Customer (10 Apr 2008 to 10 Dec 2009)
• Benjamin Dominique Adrien Philippe Bouchet

  IRN BDB01030

  • CF30 Customer (18 Sep 2009 to 6 Mar 2016)

No changes recorded yet.