Credit Agricole Corporate and Investment Bank

Date authorised
28 July 2021
Companies House
FC008194
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Broadwalk House
    5 Appold Street
    London
    EC2A 2DA
    UNITED KINGDOM
    Phone
    +442072145000
    Web
    http://www.ca-cib.com

  • Complaints Contact

    Broadwalk House
    5 Appold Street
    London
    EC2A 2DA
    UNITED KINGDOM
    Phone
    +442072145000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Professional, Deposit

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in Article 25(2) of the RAO - making arrangements with a view to transactions being made and in Art 630 of the RAO - providing information in relation to a specified benchmark

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

    Show 1 limitation
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to Emissions Allowances’.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

    Show 1 limitation
    • · Retail Client Restriction - When dealing with retail clients, the firm may not carry out the investment activity in relation to Emissions Allowances.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

    Show 2 limitations
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
    • · Retail Client Restriction - When dealing with retail clients, the firm may not carry out the investment activity in relation to Emissions Allowances.

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

    Show 1 limitation
    • · Retail Client Restriction - When dealing with retail clients, the firm may not carry out the investment activity in relation to Emissions Allowances.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  • Holds Your Assets

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  • Electronic Trade Settlement

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Lucy Elizabeth Morley

    IRN LEM01041

    • (1400)CF30 Customer (1 Nov 2007 to 31 Oct 2011)
    • (1401)CF21 Investment Adviser (14 May 2007 to 31 Oct 2007)
  • Ludovic Nobili

    IRN LXN01037

    • (272)CF21 Investment Adviser (12 Jan 2002 to 4 Jul 2005)
  • Lukasz Jaworski

    IRN LXJ00098

    • (1957)[FCA CF] Client dealing (6 Aug 2021 to 20 Jul 2022)
  • Lukasz Robert Kowalski

    IRN LRK01007

    • (1001)CF30 Customer (1 Nov 2007 to 30 Mar 2010)
    • (1002)CF21 Investment Adviser (31 May 2007 to 31 Oct 2007)
  • Luqman Bajwa

    IRN LXB01459

    • (448)[FCA CF] Material risk taker (since 13 Nov 2025)
    • (450)[FCA CF] Significant management (since 23 Sep 2025)
    • (449)[FCA CF] Manager of certification employee (since 5 Feb 2024)
    • (447)[FCA CF] Client dealing (since 16 Mar 2016)
    • (1171)CF30 Customer (1 Nov 2007 to 6 Mar 2016)
  • Lyes Arab

    IRN LXA00252

    • (190)[FCA CF] Client dealing (since 30 Nov 2023)
  • Madison Earnhardt

    IRN MXE00271

    • (1314)[FCA CF] Client dealing (23 Jun 2023 to 31 Jan 2024)
  • Malcolm Hibbert

    IRN MGH01114

    • (1485)[FCA CF] Significant management (5 Jul 2023 to 6 Jul 2025)
    • (1484)[FCA CF] Manager of certification employee (16 Mar 2016 to 6 Jul 2025)
    • (1482)[FCA CF] Client dealing (16 Mar 2016 to 6 Jul 2025)
    • (1483)[FCA CF] Material risk taker (16 Mar 2016 to 6 Jul 2025)
    • (1481)CF30 Customer (8 Dec 2011 to 6 Mar 2016)
  • Malek Meslemani

    IRN MXM02055

    • (2034)CF30 Customer (1 Nov 2007 to 22 Apr 2008)
    • (2035)CF26 Customer Trading (25 May 2005 to 31 Oct 2007)
  • Mallory Mark Wise

    IRN MMW01026

    • (86)CF21 Investment Adviser (1 May 2004 to 31 Dec 2004)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (501)[FCA CF] Client dealing

  2. controlled function added: (500)[FCA CF] Client dealing

  3. controlled function added: (499)[FCA CF] Client dealing

  4. controlled function added: (498)[FCA CF] Significant management

  5. controlled function added: (497)[FCA CF] Manager of certification employee

  6. controlled function added: (496)[FCA CF] Material risk taker

  7. controlled function added: (495)[FCA CF] Client dealing

  8. controlled function added: (494)[FCA CF] Manager of certification employee

  9. controlled function added: (493)[FCA CF] Client dealing

  10. controlled function added: (492)[FCA CF] Manager of certification employee

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