Credit Agricole Corporate and Investment Bank

Date authorised
28 July 2021
Companies House
FC008194
Last scraped
5 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Broadwalk House
    5 Appold Street
    EC2A 2DA
    UNITED KINGDOM
    Phone
    +442072145000
    Web
    http://www.ca-cib.com

  • Complaints Contact

    Broadwalk House
    5 Appold Street
    EC2A 2DA
    UNITED KINGDOM
    Phone
    +442072145000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Professional, Deposit

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant, Emissions Allowance

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in Article 25(2) of the RAO - making arrangements with a view to transactions being made and in Art 630 of the RAO - providing information in relation to a specified benchmark

  • Arranges Investments

    For Eligible Counterparty, Professional, Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Emissions Allowance

    Show 1 limitation
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to Emissions Allowances’.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant, Emissions Allowance

    Show 1 limitation
    • · Retail Client Restriction - When dealing with retail clients, the firm may not carry out the investment activity in relation to Emissions Allowances.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant, Emissions Allowance

    Show 2 limitations
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
    • · Retail Client Restriction - When dealing with retail clients, the firm may not carry out the investment activity in relation to Emissions Allowances.

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant, Emissions Allowance

    Show 1 limitation
    • · Retail Client Restriction - When dealing with retail clients, the firm may not carry out the investment activity in relation to Emissions Allowances.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  • Holds Your Assets

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  • Electronic Trade Settlement

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paolo Buscaglia

    IRN PXB02023

    • (787)CF30 Customer (24 Feb 2011 to 9 Jun 2015)
  • Paolo Raggi

    IRN PXR00321

    • (276)[FCA CF] Client dealing (since 23 Sep 2022)
  • Pascal Ardelet

    IRN PXA00305

    • (104)[FCA CF] Manager of certification employee (since 10 Feb 2025)
    • (103)[FCA CF] Material risk taker (since 10 Feb 2025)
    • (102)[FCA CF] Client dealing (since 10 Feb 2025)
    • (105)[FCA CF] Significant management (since 10 Feb 2025)
  • Pasquale Urselli

    IRN PXU01008

    • (419)CF30 Customer (1 Nov 2007 to 31 Oct 2008)
    • (420)CF21 Investment Adviser (26 Sep 2007 to 31 Oct 2007)
  • Patrice Tuffery

    IRN PMT01081

    • (412)[FCA CF] Client dealing (since 1 Jul 2017)
    • (1113)CF30 Customer (6 Apr 2010 to 6 Mar 2016)
  • Patricia Alexandra De Castro Marques

    IRN PAD01144

    • (612)CF30 Customer (1 Nov 2007 to 14 Apr 2015)
    • (613)CF26 Customer Trading (15 Nov 2006 to 31 Oct 2007)
    • (614)CF21 Investment Adviser (31 Oct 2006 to 15 Nov 2006)
  • Patrick Bouchayer

    IRN PXB01374

    • (788)CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
    • (789)CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 17 Jul 2002)
  • Patrick Durteste

    IRN PXD01457

    • (499)CF16 Significant Mgt (Desgntd Investment Business) (24 Sep 2004 to 29 Apr 2005)
  • Patrick Kocevski

    IRN PXK01290

    • (609)CF30 Customer (1 Nov 2007 to 12 Nov 2008)
    • (610)CF21 Investment Adviser (25 Jan 2006 to 31 Oct 2007)
  • Patrick William Diggines

    IRN PWD01010

    • (43)CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Jul 2003)
    • (44)CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Jul 2003)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (511)SMF19 Head of Overseas Branch/Head of Overseas

  2. controlled function added: (510)SMF19 Head of Overseas Branch/Head of Overseas

  3. controlled function added: (509)SMF4 Chief Risk

  4. controlled function added: (508)SMF2 Chief Finance

  5. controlled function added: (507)SMF17 Money Laundering Reporting Officer (MLRO)

  6. controlled function added: (506)SMF24 Chief Operations

  7. controlled function added: (505)SMF16 Compliance Oversight

  8. controlled function added: (504)SMF5 Head of Internal Audit

  9. controlled function added: (503)SMF22 Other Local Responsibility

  10. controlled function added: (502)[FCA CF] Significant management

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