Date authorised
1 April 2013
Companies House
05083057
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 100
    Building 6
    Bowen Court
    St. Asaph Business Park
    St. Asaph
    Denbighshire
    LL17 0JE
    UNITED KINGDOM
    Phone
    +4401492524790
  • Complaints Contact

    Unit 100
    Building 6
    Bowen Court
    St. Asaph Business Park
    St. Asaph
    Denbighshire
    LL17 0JE
    UNITED KINGDOM
    Phone
    +4401492524790

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Debt Collection

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Duncan Edward Grainger

    IRN DEG01033

    • CF1 Director (14 Jan 2005 to 30 Apr 2007)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Apr 2007)
  • Harry Lloyd-Jones

    IRN HLJ01008

    • CF1 Director (AR) (9 Jan 2015 to 8 Mar 2018)
    • CF1 Director (14 Jan 2005 to 8 Mar 2018)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 8 Mar 2018)
  • Jeffrey Niel Jones

    IRN JNJ01008

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (9 Mar 2015 to 8 Dec 2019)
    • Responsible for Insurance Mediation (9 Jan 2015 to 30 Sep 2018)
    • CF1 Director (AR) (9 Jan 2015 to 8 Mar 2018)
  • Steven Crawford Goldsmith

    IRN SCG01052

    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Apr 2007)
    • CF1 Director (14 Jan 2005 to 30 Apr 2007)
  • Susan MacDonald Crabb

    IRN SMC01169

    • CF1 Director (14 Jan 2005 to 30 Apr 2007)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Apr 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.