Date authorised
1 September 2025
Companies House
OC401243
Last scraped
4 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3rd Floor
    20 Noel Street
    London
    Westminster
    W1F 8GW
    UNITED KINGDOM
    Phone
    +442070627222
  • Complaints Contact

    3rd Floor
    20 Noel Street
    London
    W1F 8GW
    UNITED KINGDOM
    Phone
    +4402070627222

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Debenture, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Debenture, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Debenture, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Debenture, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Debenture, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Debenture, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Bonnie Kraus

    IRN BXK00237

    • SMF16 Compliance Oversight (since 1 Sep 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Sep 2025)
    • SMF27 Partner (since 1 Sep 2025)
    • [FCA CF] Client dealing (since 1 Sep 2025)
  • James Scott Spencer

    IRN JXS04315

    • [FCA CF] Client dealing (since 1 Sep 2025)
  • Jeffrey Scott Sage

    IRN JSS01181

    • SMF27 Partner (since 1 Sep 2025)
    • [FCA CF] Client dealing (since 1 Sep 2025)
  • Krishna Visvanathan

    IRN KXV01065

    • SMF1 Chief Executive (since 1 Sep 2025)
    • SMF27 Partner (since 1 Sep 2025)
    • [FCA CF] Client dealing (since 1 Sep 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.