CQS (UK) LLP

Date authorised
1 April 2013
Companies House
OC307419
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor
    One Strand
    London
    WC2N 5HR
    UNITED KINGDOM
    Phone
    +4402072016900
    Web
    https://www.cqs.com

  • Complaints Contact

    4th Floor
    One Strand
    London
    WC2N 5HR
    UNITED KINGDOM
    Phone
    +4402072016900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul David Heyrman

    IRN PDH01063

    • CF30 Customer (16 Nov 2009 to 8 Dec 2019)
  • Paul Francis Casey

    IRN PFC01029

    • CF30 Customer (1 Nov 2007 to 15 Jan 2010)
    • CF21 Investment Adviser (1 Sep 2004 to 6 Mar 2006)
    • CF27 Investment Management (1 Sep 2004 to 31 Oct 2007)
  • Paul Jonathan Massey

    IRN PJM01405

    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF27 Partner (9 Dec 2019 to 28 Sep 2020)
    • CF28 Systems and controls (28 Oct 2019 to 8 Dec 2019)
    • CF4 Partner (22 Apr 2015 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (26 Jul 2006 to 31 Oct 2007)
  • Paul Lannigan

    IRN PXL01726

    • [FCA CF] Client dealing (9 Dec 2019 to 29 Oct 2022)
    • CF30 Customer (10 Feb 2016 to 8 Dec 2019)
  • Paul Sisak

    IRN PXS03021

    • [FCA CF] Client dealing (9 Dec 2019 to 14 Nov 2023)
    • CF30 Customer (18 May 2018 to 8 Dec 2019)
  • Peter Brian James Walters

    IRN PBW01036

    • CF30 Customer (1 Nov 2007 to 1 Sep 2016)
    • CF21 Investment Adviser (19 Jan 2007 to 31 Oct 2007)
  • Peter John Curtis Warren

    IRN PJW01151

    • CF4 Partner (22 Apr 2015 to 3 Jan 2017)
    • CF30 Customer (22 Apr 2008 to 3 Jan 2017)
  • Peter Josef Mathis

    IRN PJM01406

    • CF27 Investment Management (26 Apr 2007 to 3 Sep 2007)
    • CF21 Investment Adviser (25 Aug 2006 to 1 May 2007)
  • Peter Matthew Battiste

    IRN PMB01226

    • CF30 Customer (17 Apr 2013 to 21 Oct 2015)
  • Peter Planting-Gyllenbaga

    IRN NPG01018

    • CF27 Investment Management (12 Jan 2005 to 1 Dec 2006)
Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.