Date authorised
1 April 2013
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David William Barge

    IRN DWB01102

    • CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 15 Aug 2005)
    • CF4 Partner (14 Jan 2005 to 15 Aug 2005)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 15 Aug 2005)
    • Responsible for Insurance Mediation (14 Jan 2005 to 15 Aug 2005)
    • CF13 Finance (14 Jan 2005 to 15 Aug 2005)
    • CF14 Risk Assessment (14 Jan 2005 to 15 Aug 2005)
    • CF15 Internal Audit (14 Jan 2005 to 15 Aug 2005)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 15 Aug 2005)
  • Michael Barge

    IRN MXB02036

    • SMF27 Partner (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
    • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
    • CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
    • CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 31 Oct 2007)
    • CF4 Partner (14 Jan 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • Norma Barge

    IRN NXB01316

    • CF4 Partner (14 Jan 2005 to 15 Aug 2005)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.