Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
24 High StreetPwllheliGwyneddLL53 5RTUNITED KINGDOM- Phone
- +4401758701255
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Complaints Contact
24 High StreetPwllheliGwyneddLL53 5RTUNITED KINGDOM- Phone
- +4401758712129
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Commercial, Retail (Non-Investment Insurance)
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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David William Barge
IRN DWB01102
- CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 15 Aug 2005)
- CF4 Partner (14 Jan 2005 to 15 Aug 2005)
- CF8 Apportionment and Oversight (14 Jan 2005 to 15 Aug 2005)
- Responsible for Insurance Mediation (14 Jan 2005 to 15 Aug 2005)
- CF13 Finance (14 Jan 2005 to 15 Aug 2005)
- CF14 Risk Assessment (14 Jan 2005 to 15 Aug 2005)
- CF15 Internal Audit (14 Jan 2005 to 15 Aug 2005)
- CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 15 Aug 2005)
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Michael Barge
IRN MXB02036
- SMF27 Partner (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
- CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
- CF13 Finance (14 Jan 2005 to 31 Oct 2007)
- CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
- CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
- CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
- CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 31 Oct 2007)
- CF4 Partner (14 Jan 2005 to 8 Dec 2019)
- CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
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Norma Barge
IRN NXB01316
- CF4 Partner (14 Jan 2005 to 15 Aug 2005)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.