Date authorised
1 April 2013
Companies House
03088762
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Parkview
    82 Oxford Road
    Uxbridge
    UB8 1UX
    UNITED KINGDOM
    Phone
    +4402079539322
  • Complaints Contact

    Parkview
    82 Oxford Road
    Uxbridge
    UB8 1UX
    UNITED KINGDOM
    Phone
    +4402079539322

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Shayne Robert Smyth

    IRN SXS01873

    • CF1 Director (6 Mar 2006 to 24 Feb 2014)
  • Shujat Farooqui

    IRN SXF01429

    • CF4 Partner (AR) (30 Jun 2009 to 14 Feb 2020)
  • Simon Christopher Evans

    IRN SCE01041

    • CF1 Director (8 Aug 2016 to 15 Nov 2019)
  • Sonia Michaels

    IRN SXM02389

    • CF1 Director (AR) (23 Jan 2009 to 22 Jan 2020)
  • Stephen Campion

    IRN SXC01998

    • CF1 Director (AR) (16 Jan 2009 to 27 Dec 2019)
  • Stephen Derek Allerston

    IRN SDA01056

    • CF1 Director (AR) (16 Jul 2008 to 11 Nov 2009)
  • Stephen John Pattenden

    IRN SJP01307

    • CF4 Partner (AR) (30 Apr 2008 to 14 Feb 2020)
  • Steven Howard Manning

    IRN SHM01093

    • CF1 Director (5 Dec 2016 to 15 Nov 2019)
  • Steven Michael Sequeira

    IRN SXS01843

    • CF28 Systems and controls (1 Nov 2007 to 24 Feb 2014)
    • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 7 Feb 2014)
    • CF1 Director (14 Jan 2005 to 24 Feb 2014)
  • Steven Riley

    IRN SXR01721

    • CF1 Director (AR) (19 Jan 2009 to 10 Dec 2009)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.