Date authorised
1 April 2013
Companies House
03088762
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Parkview
    82 Oxford Road
    Uxbridge
    UB8 1UX
    UNITED KINGDOM
    Phone
    +4402079539322
  • Complaints Contact

    Parkview
    82 Oxford Road
    Uxbridge
    UB8 1UX
    UNITED KINGDOM
    Phone
    +4402079539322

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ian Michael Prior

    IRN IMP01027

    • CF1 Director (AR) (16 Jan 2009 to 30 Jul 2021)
  • James Brodie

    IRN JXB03630

    • CF1 Director (AR) (26 Oct 2017 to 21 Jan 2020)
  • James Derek Wills

    IRN JDW01157

    • CF1 Director (AR) (28 Apr 2008 to 19 Dec 2019)
  • James Gilbert Greenslade

    IRN JGG01051

    • CF1 Director (AR) (1 Jan 2009 to 14 Feb 2020)
  • James Taylor Wilson

    IRN JTW01057

    • CF1 Director (AR) (26 Nov 2008 to 30 Jul 2021)
  • Janet Claridge

    IRN JXC03199

    • CF2 Non Executive Director (AR) (5 Feb 2018 to 20 Feb 2020)
  • Janine Berg

    IRN XJB01001

    • CF1 Director (AR) (16 Jan 2009 to 14 Feb 2020)
  • Jason Whelan

    IRN JXW01060

    • SMF3 Executive Director (17 May 2024 to 1 Aug 2024)
    • SMF1 Chief Executive (17 May 2024 to 1 Aug 2024)
    • Responsible for Insurance Distribution (17 May 2024 to 1 Aug 2024)
  • Jennifer Mary Edwards

    IRN JME01080

    • CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
    • CF20 Significant Mgt (Settlements) (16 Jan 2006 to 31 Oct 2007)
  • Jeremy Clutterbuck

    IRN JXC03512

    • SMF3 Executive Director (since 18 Feb 2026)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.