Date authorised
1 April 2013
Companies House
03088762
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Parkview
    82 Oxford Road
    Uxbridge
    UB8 1UX
    UNITED KINGDOM
    Phone
    +4402079539322
  • Complaints Contact

    Parkview
    82 Oxford Road
    Uxbridge
    UB8 1UX
    UNITED KINGDOM
    Phone
    +4402079539322

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • ALISTAIR COGILL

    IRN AXC01071

    • SMF3 Executive Director (since 3 Aug 2023)
  • Abbas Ali Datoo

    IRN AAD01050

    • CF1 Director (AR) (16 Jan 2009 to 24 May 2011)
  • Adam James Finch

    IRN AJF01267

    • Responsible for Insurance Distribution (4 Sep 2023 to 8 Jan 2024)
    • SMF3 Executive Director (4 Sep 2023 to 8 Jan 2024)
    • SMF1 Chief Executive (4 Sep 2023 to 8 Jan 2024)
    • Responsible for Insurance Mediation (21 Feb 2014 to 14 Oct 2016)
    • CF3 Chief Executive (21 Feb 2014 to 14 Oct 2016)
    • CF28 Systems and controls (21 Feb 2014 to 14 Oct 2016)
    • CF1 Director (21 Feb 2014 to 14 Oct 2016)
  • Adrian Grant Smith

    IRN AGS01143

    • CF1 Director (AR) (16 Jan 2009 to 31 Oct 2009)
  • Adrian Roy Williams

    IRN ARW01207

    • CF1 Director (AR) (6 May 2009 to 31 Jan 2020)
  • Akin Koc

    IRN AXK01770

    • CF1 Director (AR) (13 Mar 2009 to 9 Jan 2020)
  • Alan John Haynes

    IRN AJH01685

    • CF1 Director (AR) (8 Aug 2017 to 21 Jan 2020)
  • Alan Simon Godfrey

    IRN ASG01074

    • CF1 Director (AR) (13 Dec 2017 to 20 Feb 2020)
  • Alasdair David Chalmers

    IRN ADC01172

    • CF1 Director (AR) (16 Jan 2009 to 7 Feb 2020)
  • Alastair Paul Ruffman

    IRN APR01109

    • CF1 Director (28 Dec 2016 to 15 Nov 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.