Date authorised
1 April 2013
Companies House
00911235
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    A-B Mill
    Dean Clough Mills
    Halifax
    Calderdale
    HX3 5AX
    UNITED KINGDOM
    Phone
    +4403302210444
  • Complaints Contact

    A-B Mill
    Dean Clough Mills
    Halifax
    Calderdale
    HX3 5AX
    UNITED KINGDOM
    Phone
    +4403302210444

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Capital redemption, Life and annuity, Permanent health

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For All, Capital redemption, Life and annuity, Permanent health

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ronak Jayprakash Dashani

    IRN RJD01233

    • SMF5 Head of Internal Audit (since 19 Sep 2024)
  • Simon Clive Kneller

    IRN SCK01012

    • SMF18 Other Overall Responsibility (11 Dec 2019 to 3 Jul 2023)
  • Stephen Clarke

    IRN SAC01115

    • SMF12 Chair of the Remuneration Committee (10 Dec 2018 to 31 Jan 2023)
    • SMF14 Senior Independent Director (10 Dec 2018 to 31 Jan 2023)
    • SMF10 Chair of the Risk Committee (10 Dec 2018 to 31 Jan 2023)
    • SIMF10 Chair of the Risk Committee (19 Apr 2017 to 9 Dec 2018)
    • SIMF14 Senior Independent Director (17 Nov 2016 to 9 Dec 2018)
    • SIMF12 Chair of the Remuneration Committee (17 Nov 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (13 Sep 2005 to 24 Feb 2015)
  • Stephen David Williams

    IRN SDW01028

    • Responsible for Insurance Mediation (9 Jun 2015 to 7 Mar 2016)
    • CF29 Significant management (9 Jun 2015 to 7 Mar 2016)
    • CF1 Director (20 Feb 2007 to 9 Jun 2015)
  • Stephen Long

    IRN SXL44463

    • SMF24 Chief Operations (since 20 Sep 2023)
    • [FCA CF] Significant management (10 Dec 2018 to 19 Sep 2023)
  • Steven Jackson

    IRN SXJ01689

    • SMF17 Money Laundering Reporting Officer (MLRO) (10 Dec 2018 to 17 Mar 2023)
    • CF11 Money Laundering Reporting (1 Jan 2016 to 9 Dec 2018)
  • Stewart William Beith

    IRN SWB01067

    • CF15 Internal Audit (20 Oct 2004 to 14 Sep 2006)
  • Stuart Henry Bell

    IRN SHB00001

    • CF12 Actuarial (6 Jan 2005 to 23 Oct 2006)
  • Susan Jane Ronald

    IRN SXR00635

    • [FCA CF] Significant management (since 5 Nov 2022)
  • Susan Margaret Coffey

    IRN SXC44464

    • [FCA CF] Significant management (31 Dec 2020 to 24 Aug 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.