Date authorised
1 April 2013
Companies House
00911235
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    A-B Mill
    Dean Clough Mills
    Halifax
    Calderdale
    HX3 5AX
    UNITED KINGDOM
    Phone
    +4403302210444
  • Complaints Contact

    A-B Mill
    Dean Clough Mills
    Halifax
    Calderdale
    HX3 5AX
    UNITED KINGDOM
    Phone
    +4403302210444

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Capital redemption, Life and annuity, Permanent health

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For All, Capital redemption, Life and annuity, Permanent health

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Charles Henry Muir Coburn

    IRN CHC01017

    • CF1 Director (1 Dec 2001 to 5 Dec 2002)
  • Christopher Hazell

    IRN CXH00037

    • [FCA CF] Significant management (28 Sep 2020 to 26 Nov 2021)
  • Christopher Moat

    IRN CXM01364

    • SMF9 Chair of the Governing Body (since 7 Aug 2023)
    • SMF12 Chair of the Remuneration Committee (15 May 2023 to 6 Nov 2023)
    • [FCA CF] Significant management (16 Mar 2021 to 17 Mar 2021)
    • Director of firm who is not a certification employee or a SMF manager (16 Mar 2021 to 14 May 2023)
  • Claire Ferrari

    IRN CXF00352

    • SMF2 Chief Finance (28 Mar 2024 to 31 Mar 2026)
  • Colin David Russell

    IRN CDR01017

    • CF1 Director (1 Dec 2001 to 12 Jun 2008)
  • Daniel Lee Harrison

    IRN DLH01094

    • CF1 Director (22 Jan 2009 to 13 Apr 2010)
  • Diane Susan Wilson

    IRN DSW01128

    • [FCA CF] Significant management (since 27 Feb 2026)
  • Dominique Salvy

    IRN DXS01770

    • SMF9 Chair of the Governing Body (10 Dec 2018 to 8 Dec 2022)
    • SIMF9 Chairman (7 Mar 2016 to 9 Dec 2018)
    • SIMF12 Chair of the Remuneration Committee (7 Mar 2016 to 30 Nov 2016)
    • CF2 Non Executive Director (24 Feb 2015 to 6 Mar 2016)
  • Edgardo Paunlagui Penollar

    IRN EPP01002

    • SMF2 Chief Finance (10 Dec 2018 to 28 Jun 2019)
    • SIMF2 Chief Finance Function (7 Mar 2016 to 9 Dec 2018)
    • CF11 Money Laundering Reporting (27 Sep 2011 to 27 Mar 2012)
    • CF1 Director (16 Jul 2007 to 6 Mar 2016)
  • Elliot Jonathan Lennick

    IRN EJL01039

    • CF3 Chief Executive (AR) (14 Jan 2005 to 30 Jan 2009)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.