Date authorised
1 April 2013
Companies House
00613259
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    A-B Mill
    Dean Clough Mills
    Halifax
    Calderdale
    HX3 5AX
    UNITED KINGDOM
    Phone
    +443302210444
  • Complaints Contact

    A-B Mill
    Dean Clough Mills
    Halifax
    Calderdale
    HX3 5AX
    UNITED KINGDOM
    Phone
    +443302210444

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jeffrey Niven Herdman

    IRN JNH01057

    • SMF10 Chair of the Risk Committee (since 3 Oct 2023)
  • Joanne King

    IRN JXK00475

    • [FCA CF] Significant management (since 5 Nov 2022)
  • Joanne Shaw

    IRN JXS00648

    • [FCA CF] Significant management (1 Jan 2021 to 13 Sep 2024)
  • John Allen

    IRN JXA01872

    • SMF2 Chief Finance (31 Jan 2023 to 16 Oct 2023)
    • [FCA CF] Significant management (10 Dec 2018 to 31 Jan 2023)
  • John Giles Blundell

    IRN JGB01051

    • CF1 Director (20 Jan 2016 to 4 May 2016)
  • John Patrick Brady

    IRN JPB01260

    • CF1 Director (AR) (1 Jan 2016 to 23 May 2019)
  • John Seaton

    IRN JXS02074

    • CF29 Significant management (1 May 2008 to 31 Mar 2010)
  • Jonathan David Hill

    IRN JXH44459

    • [FCA CF] Significant management (10 Dec 2018 to 16 May 2021)
  • Jonathan Lancelot Eddis

    IRN JLE01009

    • SMF12 Chair of the Remuneration Committee (since 6 Nov 2023)
  • Karl Peter Murphy

    IRN KPM01068

    • Director of firm who is not a certification employee or a SMF manager (10 Dec 2018 to 28 Feb 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.