Date authorised
1 April 2013
Companies House
00613259
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    A-B Mill
    Dean Clough Mills
    Halifax
    Calderdale
    HX3 5AX
    UNITED KINGDOM
    Phone
    +443302210444
  • Complaints Contact

    A-B Mill
    Dean Clough Mills
    Halifax
    Calderdale
    HX3 5AX
    UNITED KINGDOM
    Phone
    +443302210444

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Bertrand Roland Guerinon

    IRN BXG01281

    • CF2 Non Executive Director (29 Oct 2010 to 5 Oct 2011)
  • Brett Donald McWilliam

    IRN BXM01579

    • [FCA CF] Significant management (10 Dec 2018 to 31 Dec 2025)
  • Bruno Roger Jean-Marie Mercier

    IRN BXM01370

    • CF1 Director (6 Jul 2004 to 25 Mar 2009)
    • CF2 Non Executive Director (3 Feb 2004 to 6 Jul 2004)
  • Carol Geldard

    IRN CXE01265

    • SMF23 Chief Underwriting Officer (10 Dec 2018 to 29 May 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 29 May 2020)
    • SIMF22 Chief Underwriting Officer Function (8 Aug 2016 to 9 Dec 2018)
    • Responsible for Insurance Mediation (1 Oct 2012 to 30 Sep 2018)
    • CF29 Significant management (1 Oct 2012 to 8 Aug 2016)
  • Carolyn Jane Callan

    IRN CXC14613

    • SMF23 Chief Underwriting Officer (28 Aug 2019 to 30 Jun 2023)
  • Catherine Alison Masters

    IRN CXM00893

    • SMF18 Other Overall Responsibility (since 14 Jul 2023)
  • Charles Werner Skrzynski

    IRN CWS01027

    • CF2 Non Executive Director (1 Dec 2001 to 31 Dec 2002)
  • Christopher Hazell

    IRN CXH00037

    • [FCA CF] Significant management (28 Sep 2020 to 26 Nov 2021)
  • Christopher Moat

    IRN CXM01364

    • SMF9 Chair of the Governing Body (since 7 Aug 2023)
    • SMF12 Chair of the Remuneration Committee (15 May 2023 to 6 Nov 2023)
    • Director of firm who is not a certification employee or a SMF manager (16 Mar 2021 to 15 May 2023)
    • [FCA CF] Significant management (16 Mar 2021 to 17 Mar 2021)
  • Claire Elizabeth Hazlehurst

    IRN CEH01030

    • CF18 Significant Mgt (Insurance Underwriting) (1 Dec 2001 to 7 Jun 2002)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.