Costero Brokers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Simon Nicholas Hogg
IRN SXH14547
- SMF3 Executive Director (9 Dec 2019 to 17 Aug 2020)
- CF1 Director (16 Jul 2019 to 8 Dec 2019)
Thomas Hughes
IRN TXH01565
- SMF3 Executive Director (since 14 Apr 2022)

Smaller firms operating under this firm's FCA authorisation.

LAKEHOUSE RISK SERVICES LIMITED
FRN 772673 · Appointed 1 Feb 2023
Digital Asset Services Ltd (no longer appointed)
FRN 829262 · Appointed 5 May 2023 · Until 17 Sep 2024
Ockham Ltd (no longer appointed)
FRN 971804 · Appointed 11 Mar 2022 · Until 9 Mar 2023
Costero Europe SA (no longer appointed)
FRN 966790 · Appointed 5 Jan 2022 · Until 25 May 2023
Stort Risk Solutions Limited (no longer appointed)
FRN 946607 · Appointed 9 Mar 2021 · Until 23 Jan 2023
Brabazon Marine Limited (no longer appointed)
FRN 577516 · Appointed 17 Feb 2021 · Until 18 Jun 2025
Europrotection UK Limited (no longer appointed)
FRN 940475 · Appointed 8 Dec 2020 · Until 7 Dec 2022
Lismore Consultants Limited (no longer appointed)
FRN 924555 · Appointed 16 Apr 2020 · Until 23 Jan 2023
Alphagates Services Ltd (no longer appointed)
FRN 771424 · Appointed 10 Feb 2017 · Until 3 Nov 2017
Bretton Woods International Ltd (no longer appointed)
FRN 689172 · Appointed 27 Apr 2015 · Until 20 Sep 2017

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.