Date authorised
1 April 2013
Companies House
04835110
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    9th Floor
    The Northern & Shell Building
    10 Lower Thames Street
    London
    EC3R 6EN
    UNITED KINGDOM
    Phone
    +4402039989755
  • Complaints Contact

    The Northern & Shell Building
    10 Lower Thames Street
    London
    EC3R 6EN
    UNITED KINGDOM
    Phone
    +4402039989755

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Simon Nicholas Hogg

    IRN SXH14547

    • SMF3 Executive Director (9 Dec 2019 to 17 Aug 2020)
    • CF1 Director (16 Jul 2019 to 8 Dec 2019)
  • Thomas Hughes

    IRN TXH01565

    • SMF3 Executive Director (since 14 Apr 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.