Date authorised
1 April 2013
Companies House
04835110
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    9th Floor
    The Northern & Shell Building
    10 Lower Thames Street
    London
    EC3R 6EN
    UNITED KINGDOM
    Phone
    +4402039989755
  • Complaints Contact

    The Northern & Shell Building
    10 Lower Thames Street
    London
    EC3R 6EN
    UNITED KINGDOM
    Phone
    +4402039989755

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John James Tallarida

    IRN JJT01081

    • SMF9 Chair of the Governing Body (since 23 Mar 2021)
    • SMF1 Chief Executive (since 23 Mar 2021)
  • Justin Mark Fallon

    IRN JMF01150

    • CF1 Director (2 Jun 2008 to 1 Oct 2010)
  • Kenneth Muir Davidson

    IRN KMD01016

    • CF2 Non Executive Director (17 Feb 2011 to 31 May 2019)
  • Mark James Kiedish

    IRN MJK01149

    • CF1 Director (27 Jul 2011 to 4 Oct 2019)
  • Michael James Lent

    IRN MJL01292

    • CF1 Director (AR) (since 20 Mar 2023)
  • Nicholas Simon Murrell

    IRN NSM01074

    • SMF3 Executive Director (since 23 Mar 2021)
  • Paul Jeremy Fleury

    IRN PJF01128

    • CF1 Director (2 Jun 2008 to 10 Nov 2009)
    • CF8 Apportionment and Oversight (2 Jun 2008 to 31 Mar 2009)
    • Responsible for Insurance Mediation (2 Jun 2008 to 10 Nov 2009)
    • CF3 Chief Executive (14 Jan 2005 to 25 Oct 2006)
  • Raj Gopal Rupal

    IRN RGR01029

    • CF1 Director (14 Jan 2005 to 28 Jun 2011)
  • Richard Robin

    IRN RXR01439

    • CF2 Non Executive Director (1 Apr 2010 to 22 Dec 2014)
  • Ronald Raymond Reeves

    IRN RRR01014

    • CF1 Director (14 Jan 2005 to 18 Nov 2005)
    • CF3 Chief Executive (14 Jan 2005 to 18 Nov 2005)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 18 Nov 2005)
    • Responsible for Insurance Mediation (14 Jan 2005 to 18 Nov 2005)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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