Cortex Wealth Management Ltd

Date authorised
1 November 2020
Companies House
06977998
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4A Russell Court
    Wool Gate
    Cottingley Business Park
    Bingley
    West Yorkshire
    BD16 1PE
    UNITED KINGDOM
    Phone
    +4407710243540
    Web
    https://www.cortexwm.com

  • Complaints Contact

    4A Russell Court
    Wool Gate
    Cottingley Business Park
    Bingley
    West Yorkshire
    BD16 1PE
    UNITED KINGDOM
    Phone
    +4407710243540

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Share, Stakeholder pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Share, Stakeholder pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Share, Stakeholder pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Daniel James Wurzal

    IRN DJW00057

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Responsible for Insurance Distribution (since 1 Nov 2020)
    • SMF16 Compliance Oversight (since 1 Nov 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Nov 2020)
    • SMF3 Executive Director (since 1 Nov 2020)
    • [FCA CF] Client dealing (since 1 Nov 2020)
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2020)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.