Corporate & Professional Pensions Limited

Date authorised
1 April 2013
Companies House
02810635
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    C/O Adam Henry Stephens and Nicholas Myers
    25 Moorgate
    London
    EC2R 6AY
    UNITED KINGDOM

  • Complaints Contact

    C/O Adam Stevens and Nick Myers of Smith & Williamson LLP
    25 Moorgate
    London
    EC2R 6AY
    UNITED KINGDOM
    Phone
    +442071314873

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) that it operates
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) that it operates
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Investment Setup

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) that it operates
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Olive Platt

    IRN OXP01036

    • SMF3 Executive Director (9 Dec 2019 to 22 Aug 2023)
    • CF1 Director (4 May 2007 to 8 Dec 2019)
  • Raymond Thomas Platt

    IRN RTP00005

    • SMF16 Compliance Oversight (9 Dec 2019 to 22 Aug 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 22 Aug 2023)
    • SMF3 Executive Director (9 Dec 2019 to 22 Aug 2023)
    • CF10a CASS Oversight function (1 Oct 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (4 May 2007 to 8 Dec 2019)
    • CF1 Director (4 May 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (4 May 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (4 May 2007 to 31 Mar 2009)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.