Corebridge Institutional Investments (Europe) Limited

Date authorised
1 April 2013
Companies House
04665011
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Corebridge Institutional Investments (Europe) Ltd
    3 St. Helen's Place
    London
    City Of London
    EC3A 6AB
    UNITED KINGDOM
    Phone
    +442071539559
  • Complaints Contact

    Corebridge Institutional Investments (Europe) Ltd
    3 St. Helen's Place
    London
    City Of London
    EC3A 6AB
    UNITED KINGDOM
    Phone
    +442071539559

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robert Scott Higgins Schimek

    IRN RSS01121

    • CF2 Non Executive Director (12 Apr 2013 to 22 Oct 2015)
  • Rune Sanbeck

    IRN RSN01022

    • [FCA CF] Manager of certification employee (1 Mar 2021 to 18 Mar 2022)
    • [FCA CF] Material risk taker (1 Sep 2020 to 18 Mar 2022)
    • [FCA CF] Client dealing (1 Sep 2020 to 18 Mar 2022)
  • Sabra Rose Purtill

    IRN SXP00689

    • SMF3 Executive Director (21 Nov 2022 to 15 Feb 2023)
    • Responsible for Insurance Distribution (21 Nov 2022 to 15 Feb 2023)
  • Samuel Jon Harrop

    IRN SXH02800

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Jul 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Jul 2024)
    • CF30 Customer (11 Aug 2016 to 8 Dec 2019)
  • Samuel Roberts

    IRN SXR02605

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Sep 2017 to 8 Dec 2019)
  • Samuel Whitehead

    IRN SXW17177

    • [FCA CF] Client dealing (9 Dec 2019 to 27 Sep 2022)
    • CF30 Customer (15 Jul 2019 to 8 Dec 2019)
  • Sarah Anne Collett

    IRN SAC01149

    • [FCA CF] Client dealing (9 Dec 2019 to 4 Oct 2021)
    • CF30 Customer (4 Jan 2010 to 8 Dec 2019)
  • Sharmini Sivarajah

    IRN SXB02463

    • [FCA CF] Client dealing (9 Dec 2019 to 29 Sep 2023)
    • CF30 Customer (6 Feb 2013 to 8 Dec 2019)
  • Shaun James Arthur Connery

    IRN SXC11498

    • [FCA CF] Client dealing (9 Dec 2019 to 3 Jul 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 3 Jul 2024)
    • CF30 Customer (14 Feb 2019 to 8 Dec 2019)
  • Sinead Geraldine Bald

    IRN SXM01612

    • CF30 Customer (2 Nov 2011 to 18 Feb 2013)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.