Copia Financial Services Limited

• Principal Place of Business

  29 Wood Street

  Stratford-upon-Avon

  Warwickshire

  CV37 6JG

  UNITED KINGDOM

  Phone

  +4407967011207

  Web

  https://www.copiafinance.com

• Complaints Contact

  29 Wood Street

  Stratford-upon-Avon

  Warwickshire

  CV37 6JG

  UNITED KINGDOM

  Phone

  +4407967011207

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Score Services

• Hugh MacKinnon

  IRN HXM00021

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • CF10 Compliance Oversight (7 Dec 2017 to 8 Dec 2019)
  • CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
  • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • CF11 Money Laundering Reporting (31 Oct 2004 to 8 Dec 2019)
  • CF14 Risk Assessment (31 Oct 2004 to 31 Oct 2007)
  • CF13 Finance (31 Oct 2004 to 31 Oct 2007)
  • CF15 Internal Audit (31 Oct 2004 to 31 Oct 2007)
  • CF17 Significant Mgt (Other Business Operations) (31 Oct 2004 to 31 Oct 2007)
  • CF19 Significant Mgt (Financial Resources) (31 Oct 2004 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (31 Oct 2004 to 31 Mar 2009)
  • CF1 Director (31 Oct 2004 to 8 Dec 2019)

• IP Ltd (no longer appointed)

  FRN 490852 · Appointed 1 Nov 2008 · Until 27 Jan 2021

• Mr Peter William Harvers (no longer appointed)

  FRN 459122 · Appointed 26 Oct 2006 · Until 1 Feb 2009

No changes recorded yet.