Cooperatieve Rabobank U.A.

• Principal Place of Business

  60 London Wall

  London

  EC2M 5AA

  UNITED KINGDOM

  Phone

  +4402078093000

  Web

  https://www.rabobank.co.uk

• Complaints Contact

  60 London Wall

  London

  EC2M 5AA

  UNITED KINGDOM

  Phone

  +4402078093000

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Carbon Auction Bidding

  For Eligible Counterparty, Professional, Emissions Auction Product

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Brian Christopher Magson

  IRN BCM01029

  • CF30 Customer (1 Nov 2007 to 15 Dec 2015)
  • CF21 Investment Adviser (12 Oct 2007 to 31 Oct 2007)
• Brian Elliot Gould

  IRN BXG01115

  • CF30 Customer (1 Nov 2007 to 31 Aug 2010)
  • CF26 Customer Trading (11 Sep 2003 to 31 Oct 2007)
• Brian Stewart Percival

  IRN BSP01020

  • [FCA CF] Material risk taker (since 31 Oct 2024)
  • [FCA CF] Proprietary trader (since 6 Mar 2024)
  • [FCA CF] Client dealing (since 7 Mar 2016)
  • [FCA CF] Manager of certification employee (since 7 Mar 2016)
  • [PRA CF] Managing a material risk taker (6 Mar 2024 to 31 Oct 2024)
  • [FCA CF] Material risk taker (1 Jan 2020 to 6 Mar 2022)
  • CF30 Customer (24 Sep 2010 to 6 Mar 2016)
• Brigitte Therese Krijbolder

  IRN BTK00003

  • CF21 Investment Adviser (1 Jul 2005 to 5 Jan 2007)
• Bruce Christian James Tozer

  IRN BCT01014

  • CF21 Investment Adviser (1 Dec 2001 to 15 Jul 2005)
  • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 20 Apr 2004)
  • CF26 Customer Trading (1 Dec 2001 to 15 Jul 2005)
• Callum Henry

  IRN CXH80539

  • [FCA CF] Client dealing (since 19 Aug 2019)
• Carl Anthony Grant

  IRN CAG01052

  • CF21 Investment Adviser (1 Dec 2001 to 14 Jul 2004)
• Carla Sue Sher

  IRN CSS01032

  • CF30 Customer (1 Nov 2007 to 20 Mar 2009)
  • CF26 Customer Trading (17 Jun 2004 to 1 Jan 2006)
  • CF21 Investment Adviser (1 Dec 2001 to 28 Sep 2003)
• Carlo Bonacquisti

  IRN CXB01850

  • [FCA CF] Manager of certification employee (since 7 Mar 2022)
  • [FCA CF] Client dealing (since 7 Mar 2016)
  • CF30 Customer (19 Jul 2011 to 6 Mar 2016)
• Carlos Mera Arzeno

  IRN CGM01094

  • [FCA CF] Client dealing (since 7 Mar 2016)
  • [FCA CF] Manager of certification employee (since 7 Mar 2016)
  • CF30 Customer (1 Sep 2015 to 6 Mar 2016)

No changes recorded yet.