Cooperatieve Rabobank U.A.

• Principal Place of Business

  60 London Wall

  London

  EC2M 5AA

  UNITED KINGDOM

  Phone

  +4402078093000

  Web

  https://www.rabobank.co.uk

• Complaints Contact

  60 London Wall

  London

  EC2M 5AA

  UNITED KINGDOM

  Phone

  +4402078093000

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Carbon Auction Bidding

  For Eligible Counterparty, Professional, Emissions Auction Product

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 2 limitations Hide limitations

  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Anne-Claire Lerin

  IRN AXL01314

  • [FCA CF] Manager of certification employee (since 6 Mar 2026)
  • [FCA CF] Material risk taker (since 6 Mar 2026)
  • [PRA CF] Significant risk taker or Material risk taker (since 6 Mar 2026)
  • [FCA CF] Client dealing (since 5 Jul 2019)
• Anne-Karine Arentshorst

  IRN AXA02686

  • CF30 Customer (25 Jan 2013 to 31 Oct 2014)
• Anne-Sophie Helene Astier

  IRN AHA01035

  • CF21 Investment Adviser (16 Feb 2006 to 3 Oct 2007)
• Annemieke Marthe Mokveld

  IRN AMM01317

  • CF30 Customer (10 Aug 2012 to 1 May 2014)
• Annette Frances Eliza Harris

  IRN AFH01032

  • [FCA CF] Algorithmic trading (since 6 Mar 2026)
  • [FCA CF] Manager of certification employee (since 7 Mar 2016)
  • [FCA CF] Proprietary trader (since 7 Mar 2016)
  • [FCA CF] Client dealing (since 7 Mar 2016)
  • CF30 Customer (24 Jul 2009 to 6 Mar 2016)
• Anthony Alan Conti

  IRN AAC01034

  • CF30 Customer (1 Nov 2007 to 30 Apr 2009)
  • CF26 Customer Trading (29 Sep 2005 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 13 Sep 2002)
• Anthony John Palmer

  IRN AJP01168

  • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2004)
  • CF26 Customer Trading (1 Dec 2001 to 31 Jul 2004)
• Anthony John Stokes

  IRN AJS01313

  • CF26 Customer Trading (1 Dec 2001 to 1 Oct 2003)
• Anthony Keith Allen

  IRN AKA01010

  • CF30 Customer (1 Nov 2007 to 16 Jan 2009)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
• Anthony Mark Hill

  IRN AMH01111

  • CF21 Investment Adviser (1 Dec 2001 to 24 Aug 2005)
  • CF26 Customer Trading (1 Dec 2001 to 24 Aug 2005)

No changes recorded yet.