Cooperatieve Rabobank U.A.

• Principal Place of Business

  60 London Wall

  London

  EC2M 5AA

  UNITED KINGDOM

  Phone

  +4402078093000

  Web

  https://www.rabobank.co.uk

• Complaints Contact

  60 London Wall

  London

  EC2M 5AA

  UNITED KINGDOM

  Phone

  +4402078093000

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Carbon Auction Bidding

  For Eligible Counterparty, Professional, Emissions Auction Product

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ekram Chowdhury

  IRN EXC80558

  • [FCA CF] Manager of certification employee (since 6 Mar 2023)
  • [FCA CF] Client dealing (since 6 Feb 2020)
• Elena Boccaletti

  IRN EXB01314

  • CF30 Customer (30 Nov 2009 to 15 Oct 2012)
• Eliana Anna De Rossi

  IRN EAD01042

  • [FCA CF] Client dealing (since 11 Mar 2024)
  • [FCA CF] Client dealing (7 Mar 2016 to 16 Mar 2022)
  • CF30 Customer (31 Jul 2009 to 6 Mar 2016)
• Elisabeth Annie Valerie Jeanne Selk

  IRN EAF01020

  • CF30 Customer (1 Nov 2007 to 31 Jan 2013)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Elisabeth Mathilde Marinette Fongers

  IRN EMF01013

  • CF21 Investment Adviser (1 Dec 2001 to 2 May 2003)
• Elizabeth Clare Connerty

  IRN EXC01089

  • CF26 Customer Trading (1 Dec 2001 to 4 Oct 2002)
  • CF21 Investment Adviser (1 Dec 2001 to 4 Oct 2002)
• Emily Jane Swaffield

  IRN EJS01116

  • CF30 Customer (24 Apr 2015 to 6 Mar 2016)
• Emily Myers

  IRN EXM00308

  • [FCA CF] Proprietary trader (11 Oct 2022 to 18 Aug 2025)
  • [FCA CF] Client dealing (11 Oct 2022 to 18 Aug 2025)
• Emily Sterz

  IRN EKB01008

  • [FCA CF] Proprietary trader (3 Jan 2023 to 4 Apr 2023)
  • [FCA CF] Client dealing (3 Jan 2023 to 4 Apr 2023)
• Emma Claire Dolby

  IRN EXD21657

  • SMF21 EEA Branch Senior Manager (EBSM) (7 Jan 2020 to 11 Jun 2021)

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