Date authorised
1 April 2013
Companies House
05168547
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    6 Barford Exchange
    Wellesbourne Road
    Barford
    Warwick
    Warwickshire
    CV35 8AQ
    UNITED KINGDOM
    Phone
    +4401926855055
  • Complaints Contact

    Ground Floor
    2 The Embankment
    Sovereign Street
    Leeds
    LS1 4BA
    UNITED KINGDOM
    Phone
    +4407551170271

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robert John Hughes

    IRN RXH00376

    • [FCA CF] Significant management (21 May 2021 to 22 Feb 2022)
  • Roy John Clark

    IRN RXC00740

    • Director of firm who is not a certification employee or a SMF manager (since 1 May 2024)
  • Ryan Christopher Brown

    IRN RCB01098

    • SMF3 Executive Director (29 Jan 2025 to 8 Dec 2025)
  • Sarah Louise Lane

    IRN SLL01022

    • [FCA CF] Significant management (21 Apr 2023 to 12 Nov 2024)
  • Steven Redgwell

    IRN SXR01889

    • SMF3 Executive Director (17 May 2022 to 20 Mar 2024)
    • Responsible for Insurance Distribution (15 Jul 2020 to 20 Mar 2024)
    • SMF1 Chief Executive (15 Jul 2020 to 20 Mar 2024)
  • Tara Denise Cooper

    IRN TDC01024

    • SMF3 Executive Director (9 Dec 2019 to 9 Dec 2019)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Timothy John Chadwick

    IRN TJC01198

    • SMF3 Executive Director (24 Jul 2020 to 21 Oct 2024)
  • Timothy Tracy Brooke Thom

    IRN TTB01004

    • Director of firm who is not a certification employee or a SMF manager (4 Apr 2022 to 24 Jun 2022)
    • SMF9 Chair of the Governing Body (17 Feb 2021 to 4 Apr 2022)
  • Zachary Anton Gray

    IRN ZAG01006

    • Responsible for Insurance Distribution (since 13 Mar 2024)
    • SMF1 Chief Executive (since 13 Mar 2024)
    • SMF3 Executive Director (13 Mar 2024 to 6 Nov 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.