Date authorised
1 April 2013
Companies House
04568951
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    77 Gracechurch Street
    4th Floor
    London
    EC3V 0AS
    UNITED KINGDOM
    Phone
    +442073974343
  • Complaints Contact

    77 Gracechurch Street
    4th Floor
    London
    EC3V 0AS
    UNITED KINGDOM
    Phone
    +442073974343

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anett Solymos

    IRN AXS01312

    • [FCA CF] Significant management (since 7 Jun 2023)
    • [FCA CF] Benchmark submission and administration (1 Nov 2022 to 6 Jun 2023)
  • Charlotte Chapman

    IRN CXC00285

    • [FCA CF] Benchmark submission and administration (9 Dec 2019 to 28 Oct 2022)
  • Colin Birch

    IRN CXB00352

    • [FCA CF] Benchmark submission and administration (10 Dec 2019 to 26 Oct 2022)
  • Debora Grunewald

    IRN DXG00222

    • [FCA CF] Benchmark submission and administration (9 Dec 2019 to 29 Apr 2022)
  • Gavin James Field

    IRN GJF01060

    • [FCA CF] CASS oversight function (since 9 Dec 2019)
  • James Manning

    IRN JXM01395

    • [FCA CF] Significant management (since 12 Jun 2023)
  • Mark Devine

    IRN MXD00275

    • [FCA CF] Significant management (since 15 Mar 2023)
    • [FCA CF] Benchmark submission and administration (9 Dec 2019 to 14 Mar 2023)
  • Peter Brocklehurst

    IRN PXB01710

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF3 Chief Executive (2 Jun 2008 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (2 Jun 2008 to 31 Mar 2009)
    • CF1 Director (2 Jun 2008 to 8 Dec 2019)
    • Responsible for Insurance Mediation (2 Jun 2008 to 30 Sep 2018)
  • Satvinder Sohanpal

    IRN SXS01844

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (2 Jun 2008 to 8 Dec 2019)
  • Toby Oldham

    IRN TXO00057

    • [FCA CF] Significant management (since 9 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.